perform duties with responsibility and prudence as a professional under the relevant Notification of the Capital Market Supervisory Board.* The SEC has therefore imposed the following sentences
further legal action. In addition, due to the criminal complaint resulting in the fact that the directors and former directors is deemed untrustworthy to perform duties as directors and executives of a
, failing to perform duties responsibly, and consenting to preparation of incorrect accounting records. The nine offenders are: (1) Miss Neeranuch Na Ranong, former vice chairman and chief executive director
consultant to do so. Auracha's actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct upon the client's asset, (3) use of the client's trading account to trade
was no evidence that the client had ordered the responsible investment consultant to do so. Auracha?s actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct
“Notifications on Connected Transactions”). Nevertheless, since such amalgamation has the purpose of shareholding restructuring only and the result of the amalgamation will not cause any change in control nor
and required practice for listed company relating to acquisition or disposal of assets, dated October 29, 2004 (collectively called the “Acquisition and Disposal Notifications”). When consider the
of the Stock Exchange of Thailand, Re: Disclosure of Information and Other Acts of Listed Companies Concerning the Acquisition and Disposition of Assets, 2004 (collectively, the “Notifications on
, have the same meaning as defined in the Notification of the Securities and Exchange Commission governing definition in the notifications relating to issuance and offering of securities issued by virtue
: Clause 1. The following Notifications shall be repealed: (1) Notification of the Securities and Exchange Commission Re: Requirements relating to Accounting of Securities Company dated 18 May 1992; (2