56-1 One Report รวมทั้งแนวทางการยกระดับการเปิดเผยข้อมูลให้สอดรับกับมาตรฐานสากล อาทิ มาตรฐานการเปิดเผยข้อมูลทางการเงินที่เกี่ยวข้องกับสภาพภูมิอากาศ (Task Force on Climate-related Financial Disclosures

การระดับชาติ ว่าด้วยธุรกิจกับสิทธิมนุษยชน หรือ แผน NAP (ระยะที่ 1 พ.ศ. 2562-2565 และระยะที่ 2 พ.ศ. 2566-2570 ซึ่งอยู่ระหว่างกระบวนการยกร่าง) รวมถึงการนำมาเปิดเผยในแบบ 56-1 One Report ได้ โดย Focus Group

} for one month from their duties as approved capital market investment consultants effective from March 27, 2014. For {B} who had already been suspended by his employer for fifteen days, however, the

investment units, debt securities, equities, derivatives and provident funds. Instead of doing the suitability test prior to every investment in new products, investors can do one set of the test for

} Company did not put in place the operational system in accordance with professional standards. The SEC therefore imposed one year suspension on the approval granted to {X1} Company as the financial advisor

probed into the case and found that during March 18 ? October 9, 2008, Sornnon, Naraporn, Nacharat and Thanatdej (or Jiraphoj) together with other 10 persons (one person died) colluded or agreed to trade

Investment and Giving Investment Advice dated January 18, 2012. In this regard, the SEC suspended {A} for six months. Taking into account that she has already been suspended by her employer for one month and

of the said two notifications. In addition, the revocation of an approval as investment consultant is one of the prohibited characteristics of personnel in the capital market under Clause 30(5) of

suspension imposed by the SEC shall remain one month, effective from January 8, 2015. Besides, {A} has been approved as an investment planner and held a position equivalent to a department director while the

Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate