revocation for actions that do not significantly affect operational systems or service delivery.   In any case, digital asset business operators still have the duty to maintain qualifications related to

from persons who were not the owners of the accounts or were not authorized in writing by the investors. Their acts caused damage to the clients during February – November 2018.The misconduct of the

net capital. This shall provide a period of time for the business operator to take corrective actions to ensure that the subordinated liabilities portion not considered as total liabilities does not

by not using knowledge and expertise as professional.In case of {B}, the SEC received a complaint from client of a brokerage firm that {B} had sent trading orders through client's account without

investment advice or investor contact.  Following the complaint lodged by client and examination report of CIMB Thai Bank PCL, the SEC further probed into the case and found that the bank officers who were not

Company had to make this sale for the reason that QI’s founders and major shareholders, who are not related parties to the Company, were all in favor of disposing QI to Continental. This transaction is at

) Limited (“Link Capital I”) in form of a secured loan for the amount not exceeding USD 50 million or equivalent to THB 1,657 million (Weighted-average Interbank Exchange Rate at THB 33.137 per USD as of

(Mauritius) Limited (“Link Capital I”) in form of a secured loan for the amount not exceeding USD 50 million or equivalent to THB 1,657 million (Weighted-average Interbank Exchange Rate at THB 33.137 per USD

(which is not a connected person of the Company and the subsidiary) with the total consideration of approximately USD 20 million (or approximately THB 660 million)1, part of it will be due at the closing

Ref. FPI.022/2018 5 October 2018 Subject : Cancellation of the acquisition of not more than 40% of paid-up capital in TSE Overseas Group Company Limited To : Board of Director and President of the