Home Jurisdiction: ___________________________________________________________ [ ] 1. Form 69 – CIS full ( completed by Qualifying CIS Operator ) [ ] 2.* Standard letter issued by the Home Regulator to a
: ______________________________________________ Home Jurisdiction: ___________________________________________________________ [ ] 1. Form 69 – CIS full (completed by Qualifying CIS Operator) [ ] 2.* Standard letter issued by the Home Regulator
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circular disseminated in home regulator’s jurisdiction, unless such hours and days are not business hours and days of the securities company, nevertheless the securities company shall inform investors in
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or home regulator, as the case may be. Clause 7. Prior to selling units of foreign collective investment scheme, securities company shall at least undertake the following steps: (1) examining
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of foreign jurisdiction in form of public limited company; (2) Business takeover of foreign ETF under (1). Clause 2 In this Notification: (1) “foreign ETF” means collective investment scheme in
established under the law of Home Regulator’s jurisdiction ( issued by Home Regulator ) [ ] 3. Evidence on the appointment of a securities company to perform duty as local intermediary in Thailand ( issued by