unlicensed DA business operators; otherwise, they will not be legally protected and will be at risk of being scammed, as well as facing money laundering risks. The list of licensed business operators is
from 16 asset management companies. The Association of Investment Management Companies (AIMC) and its members plan to officially launch their Thai ESG Funds together on 8 December 2023 at a press
capital market, as well as related agencies, to participate in the Capital Market Blood Donation Project in Honor of His Majesty the King throughout 2024 at blood donation centers nationwide or by
digital asset investment activities. In this regard, DA operators would be required to retain the accurate, complete and updated records mentioned above for at least five years from the date of such
by continuously placing orders to buy and sell KDH shares in a manner that pushed the price upward. They placed large-volume orders at multiple price levels, including aggressive buy orders and sell
-General. The list of licensed digital asset business operators is available at www.sec.or.th under the topic, Digital Assets or via SEC Check First application. For inquiries or submission of tips
at the time, was committing wrongful acts against clients’ assets through misappropriation of their subscription money for mutual fund investment. In so doing, she fabricated and submitted false
SEC is in the process of preparing to open up a booth at the National Children’s Day 2020 event at the Rajvithi Home for Girls on Saturday, 11 January 2020, facilitated by Ministry of Social
continues. SEC has therefore filed a criminal complaint against Artit with ECSD. Any person suffering damage from his acts should call ECSD at 0-2237-1199 to give information for pursuing further
wishes to maintain the approval status, such person must take a refresher course and pay the renewal fee every two-calendar year period at the amount of 1,000 baht in case of investment consultant