duties as auditor of the securities company and the finance and securities company as follows: Clause 1. The Notification of the Office of Securities and Exchange Commission, Re: Rules for Approval of
08/05/2006 16/05/2006 5. Notification of the Office of the Securities and Exchange Commission OrThor. 7/2549 Re: Guidelines and Conditions for Securities Company Relating to the Using of Back Office
, supervisory guidelines for bills of exchange and extension of regulation on net liquid capital rule on business operators of brokerage, dealing and underwriting of investment units (LBDU) as follows: 1. Bill
Microsoft Word - GSC007_?????????????????????-Eng ELCIDGSC007/2019 22 May 2019 Subject: Clarification the outstanding balance between the Company and related party To: President The Stock Exchange of
- Translation- OSP CS-3/2020 17 January 2020 Subject: Additional investment in Basecamp Brews Limited Attention: President Stock Exchange of Thailand We, Osotspa Public Company Limited (“the Company
. 4/2543 Re: Custody of Client Assets of a Securities Company (codified as of 28/03/2002) (Synopsis) 04/01/2000 01/04/2000 2. Notification of the Office of the Securities and Exchange Commission 7
: Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities 31/07/1997 4. Circular 14/2548 31/08/2005 Contact The Securities and Exchange Commission, Thailand
2004; the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “Securities company” means any company licensed to undertake securities