e-service Online Submission Investment Advisory >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  Kor Thor. 25/2560

e-service Online Submission Derivatives Fund Manager Business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   35

. Notification of the Securities and Exchange Commission  KorChor. 9/2555 Determination of Definitions of Institutional and High Net Worth Investors   09/07/2012 01/08/2012 3. Notification of the Securities and

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the

e-service Online Submission Securities Borrowing and Lending >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board  TorThor/Nor

   Securities and Exchange Act 2535   116 12/03/1992 16/05/1992 2. Notification of the Securities and Exchange Commission  KorThor. 18/2554 Principles for Undertaking Securities and Derivatives Businesses

purchaser does not have any relationship with the Company. The transaction, therefore, does not fall within criteria of the connected transaction under the Notification of the Capital Market Supervisory Board

e-service Online Submission Derivatives Agent >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   35/2548    13/09/2005

e-service Online Submission Derivatives Dealer >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   35/2548    13/09