consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product, without planning or analyzing of investment. “investment planner
importance on supporting functions, which are in harmony with our business directions that focus on effective, timely and proactive integrated risk management (IRM), internal operation efficiency, maximized
directions that focus on effective, timely and proactive integrated risk management (IRM), internal operation efficiency, maximized resource utilization, along with better IT systems, to ensure that we will
potential economic uncertainties in a timely and efficient manner, KBank emphasizes big data analytics for predictive integrated risk management (IRM) through the establishment of comprehensive risk
) ระดับหนึ่งขึ้นไป หรือ หลักสูตร Chartered Financial Analyst (CFA) ระดับหนึ่งขึ้นไป หรือหลักสูตร CFP (Certified Financial Planner) ในหรือตางประเทศ รวมกันไมนอยกวา 1 ป ในชวงระยะเวลา 3 ป กอนวันยื่นคํา
COMPANY LIMITED Jun 27, 2022 42 AVENGER PLANNER INVESTMENT ADVISORY SECURITIES COMPANY LIMITED Oct 11, 2022 43 QUANTUM WEALTH INVESTMENT ADVISORY SECURITIES COMPANY LIMITED Oct 19, 2022 44 DEEPSCOPE COMPANY
suspended her approval as investment consultant for Complex Instruments Type 2*** and investment planner for one month and 10 days. However, the bank had already penalized Prapai by prohibiting her from
charge of capital market business and suspended her approval as investment consultant for Complex Instruments Type 2*** and investment planner for one month and 10 days. However, the bank had already
ก.ล.ต. โดยระบบ Prof. Link จะเป็นศูนย์กลางข้อมูลการอบรมของผู้ถือใบอนุญาต ซึ่งได้แก่ ผู้แนะนำการลงทุน (Investment Consultant: IC) ผู้วางแผนการลงทุน (Investment Planner: IP) และนักวิเคราะห์การลงทุน
approximately 25.1 billion baht and 29 billion baht. According to the investigation, the planner for EARTH at the time of the SEC order (EY Corporate Advisory Services Limited (EY)) had prepared and submitted