Bangkok, October 31, 2014 ? The SEC Board approved reorganization of supervisory line, effective from November 1, 2014, as follows: 1. Deputy Secretary-General Chalee Chantanayingyong supervises
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. Therefore, the SEC sanctioned Benjawan from her duty as the personnel in the capital market and
Bangkok, November 2, 2011 - The Capital Market Supervisory Board approved revision on regulations on approval of personnel of capital market business operator in response to business practice and to
changing and our CRA regulations are becoming outdated. This supervisory amendment will enhance CRA credibility, conflicts-of-interest management, and information disclosure and safekeeping. This would help
เทคโนโลยีเพื่อเพิ่มประสิทธิภาพในการกำกับดูแล (Supervisory Technology: SupTech) มาตรฐานการกำกับดูแลสินทรัพย์ดิจิทัลในระดับสากลและพัฒนาการของนานาประเทศในการเปลี่ยนทรัพย์สินทางการเงินให้กลายเป็นสินทรัพย์ดิจิทัล
. Chan failed to report the disposal of BIG shares on March 8, 2016, within the period specified in the notification of the Capital Market Supervisory Board which is in the amount of 49,724,400 shares
risk management measures for high‑risk customers; strengthening scrutiny of major shareholders and the ultimate controlling persons of business operators; upgrading supervisory and monitoring tools
of Thailand nor to obtain an approval from its shareholders in accordance with the Notification of the Capital Market Supervisory Board No. ThorChor. 20/2551 Re: Rules on Entering into Material
connected person of the Company Entering into such transaction is considered a non-connected transaction as per Notification of the Capital Market Supervisory Board No. Tor Jor.21/2008 Re:Rules on Connected
Capital Market Supervisory Board and one Notification of the Office of the Securities and Exchange Commission (Enclosures 1-3), which take effect from 16 June 2021. To ensure that business operators