ด้วยสมาชิกกว่า 80 ประเทศ ซึ่งปัจจุบันมี Dr.Obaid Al Zaabi จาก Securities and Commodities Authority, United Arab Emirates เป็นประธาน ทั้งนี้ ในที่ประชุมมีข้อสรุปที่สำคัญคือ การเข้าร่วมคณะทำงาน Fintech กับ
in the long term. The SEC will promote a target for sustainable development to be in the same direction of the United Nations by asking listed companies for cooperation to disclose their operations
รัฐที่ได้รับมอบหมายให้มีพันธกิจในการส่งเสริมความรู้ความเข้าใจเกี่ยวกับสิทธิมนุษยชนตามหลักการชี้แนะของสหประชาชาติว่าด้วยธุรกิจกับสิทธิมนุษยชน (United Nations Guiding Principles on Business and Human
projects approved by Thailand Greenhouse Gas Management Organization (TGO). Of this, 40 have been registered with CDM Executive Board of the United Nations in consideration for CER certification, and two
Bangkok, August 25, 2015 ? The SEC urges shareholders of United Power of Asia Plc. (UPA) to exercise voting rights, at the upcoming extraordinary shareholders? meeting on August 28, 2015, on the
, particularly in the United States, many countries in European Union, and high technology-based countries in Asia. The SEC views that the growth trend of crowdfunding will be beneficial to Thailand in five
Sicco Securities Plc., {E} and {F} of United Securities Plc., {G} of KT Zimico Securities Co., Ltd., {H} , {I} and {J} of KGI Securities (Thailand) Plc, {K} of Phatra Securities Plc. and {L} and {M} of
Bangkok, January 30, 2012 ? The SEC has filed another criminal complaint against Porntep Thawornwisuthikul and Arada Lertpinyopap, former executives of United Securities Plc., and three other persons
Confirmation of Clients _______________________ Clause 25 After a client has made a decision for investment or entering into a transaction, an intermediary shall report or inform the result of the performance to
redemption prices; (4) control and monitor any employee who gives the information thereof to clients for correctness and accuracy. Chapter 5 Sending out Transaction Confirmation of Clients