Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
liquid capital rule applicable to securities company for the purpose of ensuring confidence in trading system. The rationale for the new requirement is that obligation to make delivery of or payment
spot market, open trading accounts and trade through website www.goldexasia.com. It was, however, found that there was no gold delivery while payments were not made in full for trading transactions
Mr. Tan Vuttithum During 23 August 2018 – 2 November 2018, Mr. Tan Vuttithum colluded with 11 persons to manipulate the stock price of Scan Inter Public Company Limited (“SCN”) by placing trading
Limited’s (“TCC”), namely TCC’s shares and the warrants to purchase the newly ordinary shares of TCC class 3, class 4, and class 5 (“TCC-W3” “TCC-W4” and “TCC-W5” respectively) by placing trading orders or
Company Limited’s (“TCC”), namely TCC’s shares and the warrants to purchase the newly ordinary shares of TCC class 3, class 4, and class 5 (“TCC-W3” “TCC-W4” and “TCC-W5” respectively) by placing trading