เพื่อให้อยู่ในระดับที่องค์กรยอมรับได้ 2.2.2 นโยบายการรักษาความมั่นคงปลอดภัยด้าน IT (IT security policy) (1) โครงสร้างการบริหารงานเพื่อการรักษาความมั่นคงปลอดภัยด้าน IT (organization of information
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personnel for each unit especially for the investment management division which should have at least 2 fund managers. 2. Job description must be prescribed in details and demonstrate the duties of each
(Unofficial Translation) 1. Human resources planning of each unit should demonstrate the adequate amount of personnel for each unit especially for the investment management division which should have at least 2
Requirements for All Types of Trust ___________________ Division 1 Trust manager and trustee ___________________ Clause 12 The trust manager shall meet the following requirement: (1) have no records of breaching
Securities and Exchange Commission concerning Determination of Additional Types of Juristic Person Classified as Institutional Investor . Chapter 1 Registration _____________ Division 1 Types of Juristic
Exchange Commission concerning Determination of Additional Types of Juristic Person Classified as Institutional Investor. Chapter 1 Registration _____________ Division 1 Types of Juristic Rerson and
Additional Rules for Proprietary Trading of Securities Companies __________________________ Division 1 Rules on Investment _______________ Clause 7 An operating system supervising the proprietary trading of a