offence and a reimbursement of investigation expenses incurred by the SEC in a sum of 18,430,644.75 Baht together with 7.5% p.a. interest calculated from such amount since the date of the entry of the

Decree on Digital Asset Businesses B.E. 2561 (2018), in conjunction with Section 83 of the Penal Code.Following receipt of clue information, the SEC conducted an investigation and found that since 12

The SEC encourages WORLD shareholders to study information and exercise their voting right at the extraordinary shareholders’ meeting on 7 May 2024 in the case where WORLD will seek approval for a

stakeholder consultation feedback in future.Acknowledging the role of voluntary carbon market in accelerating decarbonization in ASEAN, ACMF is determined to continue its study on voluntary carbon market. The

without fully explaining the fund's features nor giving the fund fact sheet to the client for self-study. The client misunderstood that the trigger fund was a fix-income fund similar to the product of the

Bangkok, March 20, 2015 ? The SEC urges shareholders of EMC Plc. (EMC) to study information and exercise voting rights, at the upcoming EMC shareholders? meeting on March 25, 2015. EMC proposed to

paragraph is added: ‘For the purpose of Article 46(1) of Directive 2006/43/EC, the public oversight, quality assurance, investigation and penalty systems for auditors and audit entities of the following third

information from SET, which acts as the first-line inspector to detect suspicious trading activities. AMLO then takes over the investigation of financial transactions to facilitate asset-related legal actions

According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of December 2017 – May 2018, two groups of persons engaged

Following a complaint in 2023, the SEC conducted an investigation, coordinated with the DSI and found evidence that, during 2020, four directors and executives of NUSA, namely (1) Mrs. Siriya