operational disruptions Notified this 21st day of October 2016. (Mr. Rapee Sucharitakul) Secretary-General Office of Securities and Exchange Commission (UNOFFICIAL TRANSLATION) Readers should be aware that only
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and Section 89/29 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008) which contain certain provisions in relation to the
and Securities Being Underlying of ETF by a Securities Company _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act
Exchange Commission No. Sor Jor. 40/2558 Re: Granting of Approval of Financial Advisors and Their Scope of Work (No. 2) dated 10 July 2015 (effective on 20 July 2015). 5 (3) having the operational rules and
Exchange Commission No. Kor Mor. 24/2562 Re: Determination of Fees for Undertaking Businesses According to Licenses ________________________ By virtue of Section 14(2) of the Securities and Exchange Act B.E
Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and