orders at prices several notches above the market price, in order to entice other investors to follow suit and force trading of KDH shares within a set price range ("Pump and Dump"). The aim was to

revisions/updates, all clients must be informed accordingly. The notification was published in the Royal Gazette and came into force on 16 November 2023.Remark: * The Notification of the Office of the

the results of which showed that most respondents agreed with the guidelines proposed by the SEC. The revised rules have come into force since 1 January 2022.  _______________________Remarks

businesses in the Thai capital market. Concurrently, the SEC encourages audit firms in the capital market to build up their strength through the three mechanisms, namely Self-discipline, Market Force, an

The SEC is proposing to revise the rules and related guidelines on the establishment of information technology system, which have been in force since 2016. The proposed changes aim to keep pace with

consider complete to reduce the redundancy of reporting;(3) Exemptions from reporting in case of securities or derivatives that serve as collateral are sold or force-sold in the market by another party

deliver better long-term outcomes to their clients, but also contribute as an important driving force for corporates to implement and attain their sustainable goals, which will further lead to the

market force in the capital market, and  5 large sized PVDs, the Government Pension Fund (GPF) and the Social Security Fund, have proclaimed to implement the I Code. Furthermore, SEC and Association of

Decree on Digital Asset Businesses, B.E. 2561. The regulation will come into force since 16 July 2018.Since the royal decree stipulates that the issuance of ICO must be done only through ICO portals

Sucharitkul said “SEC is now opening for applications for operating digital asset businesses as Ministry of Finance’s announcement on digital asset licensing has come into force. Interested parties can apply