Part II Key Information This part contains registration statement and prospectus as follows: (A) The registration statement shall have at least the following information: 1.1 Investment objective
: * Please choose the following form that has been lately submitted and effective: Form 69 – CIS full (effective date on _____________________ ) Form 69 – CIS annually update (effective date on
following regulations: Clause 1 This Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes
new listing application as all 4 criteria of the following apply (referred to Clause 3.2 https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201711/17097259.pdf สารสนเทศข่าว มติ BOD 5-60
Following the approval for crypto ETF establishment and trading on the US stock exchanges, a number of Thai investors show investment interest in such product. Securities companies are allowed to
collaborate with the United Nations Development Program (UNDP) in the creation of the Thailand SDG Investor Map. This is one of the initiatives following the signing of the Memorandum of Understanding (MOU
clarify and disclose information in the following matters: (1) the true existence and legal rights on the coal mines, and (2) the report on the re-assessment results of the fair values of the mining
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
Following the complaints from investors and the inspection reports from TMB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units
: Following the Stock Exchange of Thailand (SET)?s report on irregular trading of TRAF shares from November 15, 2007 to January 9, 2008, the SEC probed into the case and found that Lalana, Sippakorn, then