Appointment of Person to be Director or Manager of Securities Company B.E. 2553 (2010) 01/02/2010 01/02/2010 12. Notification of the Office of the Securities and Exchange Commission OrThor/Nor/Khor. 11/2548
/2009 7. Notification of the Office of the Securities and Exchange Commission SorThor/Nor 8/2551 Reporting of Offshore Securities Investment of Securities Company 12/03/2008 14/03/2008 8. Notification
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misappropriating the company?s assets in contravention of Section 307, 308, 311, 313 and 315 of the Securities and Exchange Act of 1992 (SEA). A referral from the Stock Exchange of Thailand (SET) and the SEC
Securities and Exchange Act B.E. 2535 (1992) provides that a securities company shall prepare a balance sheet for each accounting period and such balance sheet shall be audited and given an opinion by an
Exchange Act B.E. 2535 (1992) provides that a securities company shall prepare a balance sheet for each accounting period and such balance sheet shall be audited and given an opinion by an auditor approved