Held Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No OTO Mr. Boon-aue Chitthanorm Disposition Stock 12.2702
Held Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No DIMET Mr. Ho-chih Huang Acquisition Stock 0 16.1866
___________________________________________________________________________ Remark: The rationale for issuing this Notification is to repeal requirements related to appointment of a manager of full-service branch office and requiring securities company arrange to have
Commission SorNor 27/2550 Rules, Conditions and Procedures for Appointment and Conduct of Fund Manager (Synopsis) 17/10/2007 01/01/2008 6. Notification of the Office of the Securities and Exchange
Exchange Commission regarding Rules for Appointment of Independent Director of Intermediary 13/08/2015 16/09/2015 Notification of the Office of the Securities and Exchange Commission Sor Thor. 35/2557
Notification of the Office of the Securities and Exchange Commission Sor Thor. 68/2558 Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Rules for Appointment of
of the Office of the Securities and Exchange Commission Sor Thor. 68/2558 Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Rules for Appointment of
Sor Thor. 68/2558 Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Rules for Appointment of Independent Director of Intermediary 13/08/2015 16/09/2015
. 68/2558 Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Rules for Appointment of Independent Director of Intermediary 13/08/2015 16/09/2015 Notification