continuing basis and to assign a responsible entity to oversee the matter to ensure that they can provide https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9323 SEC teams up with nine organizations to
emphasize the importance of cybersecurity on a continuing basis and to assign a responsible entity to oversee the matter to ensure that they can provide https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID
requiring digital asset business operators that provide custody of clients’ digital assets to establish https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9827 SEC launches “SEC Crypto Academy” to offer
provide services to non-retail investors** regarding investment in foreign products without investment limit. However, the current regulations concerning investment of Funds do not cover investment in
through fund managers. The proposed amendments also aimed to provide greater flexibility in investment management for asset management companies. The SEC held a public hearing on the proposed principles
December 2023 sent a letter to the company, requiring a written clarification on the issue, which the company failed to provide. Moreover, there may be considerations regarding offenses related to client
client assets to provide securities selling services and reduce derivatives positions for transferred clients while the client information collection and KYC is in process, provided that certain conditions
sufficient material information when voting on relevant agenda items, the SEC, by virtue of Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992), requires CIG to clarify facts and provide
). This is to provide investors with sufficient information for making informed investment decisions. Additionally, Thailand ESG Fund will be exempt from the application fee and the modification fee from