ตามหลักเกณฑ์ปัจจุบันการกำหนดนิยามผู้ลงทุนสถาบัน (Institutional Investor: II) ยังไม่ครอบคลุมถึงผู้ประกอบธุรกิจสินทรัพย์ดิจิทัล ผู้วางแผนการลงทุน (Investment Planner: IP) และผู้แนะนำการลงทุน
นิยามผู้ลงทุนสถาบัน โดยเพิ่มผู้ประกอบธุรกิจสินทรัพย์ดิจิทัล ผู้วางแผนการลงทุน (Investment Planner: IP) และผู้แนะนำการลงทุน (Investment Consultant: IC) เป็นผู้ลงทุนสถาบัน 2. ปรับปรุงนิยามเงินลงทุน ให้หมาย
Consultant 0 0 0 0 0 0 0 0 0 0 0 0 Precious Metal Investment Consultant 0 0 0 0 0 0 0 0 0 0 0 0 Investment Planner 3,568 3,582 3,600 3,616 3,623 3,632 3,637 3,649 3,666 3,613 3,621 3,632 Agriculture Managing
SEC has imposed a 40-day-suspension on {A} as a securities investment consultant, and a two-month suspension on {B} as a securities investment consultant and investment planner. In addition, {B} was
considering the appropriateness of investment, the objective of investment, the financial position or the demand of any specific person. “investment planner” means a person providing investment consultation to
specific person. “ investment planner ” means a person providing investment consultation to investors and being allowed to make an investment plan in conjunction with such consultation by incorporating in
consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product, without planning or analyzing of investment. “investment planner
suspended her approval as investment consultant for Complex Instruments Type 2*** and investment planner for one month and 10 days. However, the bank had already penalized Prapai by prohibiting her from
charge of capital market business and suspended her approval as investment consultant for Complex Instruments Type 2*** and investment planner for one month and 10 days. However, the bank had already