. If these two persons were the approved investor contacts, the SEC would have revoked such approval status. {A} and {B}, however, did not renew their approved status as investor contacts; accordingly
allowed Wichai to use the document in committing the said acts. The SEC therefore requested the DSI to investigate whether the act of such company secretary would be considered aiding or abetting Wichai?s
the documents in committing the said acts. The SEC therefore requested the DSI to investigate whether the act of such company secretary would be considered aiding or abetting {A}'s fraudulent act.In
commercialize the creativity. Meanwhile, with limited information generally distributed, investors seeking potential businesses would have a slim chance to meet up with these business operators. At this juncture
. Meanwhile, the banks? executives obtained more information on the SEC?s policy and direction to develop Thai capital market which would be beneficial for the consideration on business planning, said Vorapol.
disclosing financial statements that showed profit and delayed disclosing bad news. In addition, the study found that if non-financial information or M&A decisions were revealed too early, share prices would
implementation and serve stakeholder needs better. Eventually, this would be beneficial to all market participants and the Thai capital market. Additional actions to be taken in the second half of this year aims
investment consultants offered for sale of 5-year structured notes to the client. The client made investment based on the understanding that the bank would redeem the notes after six months as from the
products altogether.Such behavioral information poses a big question for the SEC as to how best to supervise and develop the overall mutual fund business to ensure that products and services would truly
a private placement. In this regard, SCG would make a partial offer of GLOBAL shares, which was expected to increase business strength for GLOBAL. The aforementioned agreement was publicly disclosed