Bangkok, April 17, 2012 ? SEC Secretary-General Vorapol Socatiyanurak reveals that the Capital Market Supervisory Board has approved revision on regulations to allow retail investor to make overseas
Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved revision of regulations on independent directors of licensed securities and derivatives business
Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012; classified as prohibited
securities trade order instructions are the violation of Clause 20(2) and 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators
Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. Reported by
Bangkok, November 4, 2014 ? The SEC will launch infrastructure trust regulations recently approved by the Capital Market Supervisory Board.Vorapol Socatiyanurak, SEC Secretary-General said that the
an audit oversight authority. Signature of the applicant to certify true copy is required. (9) Photocopy of the latest inspection result or report issued by the audit oversight authority. Signature of
addressed the regulatory oversight of digital asset businesses. Additionally, Ms. Jomkwan Kongsakul, SEC Deputy Secretary-General, gave an overview of the Thai capital market. Mrs. Yaovalux Nontakaew
IT-related risks arising from the use of technology; (5) To Improve other details of the rules to better communicate the intent of the oversight and enable effective risk control
fostering long-term savings through mutual funds, highlighting the regulations and oversight to ensure that mutual funds are managed professionally, transparently, and in the best interests of unitholders