for the fund associated with the process of seeking the unitholders’ resolution.Accordingly, the SEC has proposed amendments to the aforementioned regulations in order to facilitate more flexible
in accordance with laws, regulations, codes of conduct and relevant professional standards; (7) conflicts of interest An intermediary shall manage conflicts of interest fairly, both between itself or
accordance with laws, regulations, codes of conduct and relevant professional standards; (7) conflicts of interest An intermediary shall manage conflicts of interest fairly, both between itself or its
readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties in accordance with laws, regulations
obliged to report such investment to be in accordance with the Regulations of the Stock Exchange of Thailand Re: Rules, Conditions and Procedures Governing the Disclosure of Information and Other Acts of a
company's policies and business strategies, aiming to maximize the company's benefits in accordance with the relevant regulations and laws as stipulated; 2. The reason(s) why NUSA filed the petition with
materials, in order to support the compliance with the Act and the issuance of subordinate rules and regulations under the Act or any other relevant laws that will be enacted in the future.” -------------------------------
Commission hereby issues the following regulations: Clause 1. In this Notification, (1) “Securities company” means any company licensed to undertake securities business in the category of securities brokerage
of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification, (1) “Securities company” means any company licensed to undertake securities business