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Mr. Prabpol Singtong Mr. Prabpol Singtong agreed or conspired with twelve other persons to manipulate the price and trading volume of The Union Mosaic Industry Public Company Limited (UMI) shares by

Mr. Siwasit Sainumphung Mr. Siwasit Sainumphung agreed or conspired with five other persons to manipulate the price and trading volume of Yong Thai Public Company Limited (YCI) shares by trading such

controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares, Mr. Narin Usanawarong certified the completion and accuracy of the information provided in Form 247-4. SEC Act S.300

30, 2013 that Mr. Sathit was the owner of ABC shares. Such action aided and abetted Mr. Sathit to violate section 247 and was to conceal that Mr.Sathit was the owner of ABC shares. SEC Act S.247 in

Mrs. Chamaiporn Yongvongphaiboon On November 9, 2016 Mrs. Chamaiporn Yongvongpaiboon acquired of Permsin Steel Works Public Company Limited (PERM) shares held by her nominees which caused her

Mr.Pongsak Lothongkam On December 7,2017 Mr.Pongsak Lothongkam acquired of SVI Public Company Limited (SVI) shares held by Eagle Mount Asia Equities Limited which caused his aggregate holding of

Mr. Nattapong Seetavorarat During 6 June 2019 to 27 May 2020, Mr. Nattapong Seetavorarat failed to report his acquisition and disposition of Simat Technologies Public Limited (“SIMAT”) shares held in

Mr. Thanayous Kositsakul During 13 November 2018 to 16 November 2018, Mr. Thanayous Kositsakul failed to report his acquisition and disposition of Simat Technologies Public Limited (“SIMAT”) shares

Alpha Divisions Public Company Limited Alpha Divisions Public Company Limited used the proceeds obtained from the offering of new shares to private placement, that is not used for the purpose