Bangkok, June 13, 2013 - The SEC suspended two capital market investment consultants of Finansia Syrus Securities Plc; namely {A} for two months and {B} for one month.The SEC's routine inspection of
. The SEC, therefore, suspended the approval of equity investment consultant of {A} for 2 months. Having considered that she had already been suspended by of Asia Wealth Securities Co., Ltd. for one month
Bangkok, July 10, 2015 ? The SEC and the Stock Exchange of Thailand (SET) agreed to provide the information concerning abnormal securities trading in one place. Accordingly, the SEC?s last Turnover
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Bangkok, October 10, 2013 - The SEC imposed a two-month suspension on {A}, a securities investment consultant of Capital Nomura Securities Plc. and a one-month suspension on {B}, a securities
. Sathaporn Phothong, (14) Mr. Suwit Cheewatham, (15) Mr. Boonlerd Iewpornchai, (16) Miss Natkamon Namkaeng, (17) Mr. Phongpat Cheewatham, colluded to manipulate the price and/or trading volume of One to One
Phothong, (14) Mr. Suwit Cheewatham, (15) Mr. Boonlerd Iewpornchai, (16) Miss Natkamon Namkaeng, (17) Mr. Phongpat Cheewatham, colluded to manipulate the price and/or trading volume of One to One Contacts