accordance with the following rules; (1) prepare and complete the daily report of net liquid capital calculation by the following business day. Every report shall be signed by authorized person; (2) file the
) prepare and complete the daily report of net liquid capital calculation by the following business day. Every report shall be signed by authorized person; (2) file the report of net liquid capital
other persons or for the benefit of the derivatives business operator, including a person who is authorized by the Board of Directors to be a member of a committee who performs the duty in management
derivatives business operator, including a person who is authorized by the Board of Directors to be a member of a committee who performs the duty in management relating to derivatives business, such as risk
provides services for other persons or for the benefit of the derivatives business operator, including a person who is authorized by the Board of Directors to be a member of a committee who performs the duty
Stock Exchange of Thailand; “Authorized person in private fund management” means the following persons: (1) Any person, who take responsibility in private fund management, from the position of private
; “Securities exchange” means The Stock Exchange of Thailand; “Authorized person in private fund management” means the following persons: (1) Any person, who take responsibility in private fund management, from
. In considering the application under Clause 5, the SEC Office, in addition to reviewing the application and the supplementary documents, shall be authorized to instruct the applicant to provide