other interested person as specified in the notification of the SEC; (4) purchase and sell futures and options on securities whether in its own name or for customers unless the SEC issues a notification
concerning rules, conditions and procedures in appointing and performance of duty of fund manager; “property fund manager register” means register of person qualified to be property fund manager under the
Executive Officer or the person authorized by the Chief Executive Officer to take any arrangements in connection with or necessary for the execution of the Investment Disposal Transaction, including to
: ....................................................... (…………………………………………….) Authorized person Date: ......................................... Remarks: 1. In case of authorization for submission of documents, a power of attorney is required. 2. In case of a juristic person, the
investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous
In addition, there will be three director-level switches, namely: 1. Mrs. Sureerut Suradecha, from Director of the Sales Conduct Supervision Department to Director of the Investment Management
Nowadays, while advanced technologies bring benefits to the public, especially in terms of news and information feeds and communication tools, there are individuals who fall victims and suffer damage
fund or private fund management, or derivatives investment management company. “fund” means mutual fund and private fund. “investor” means any person interested in investing in capital market products
obtain unlawful gains for himself or another person and cause damage to POLAR. The public prosecutor has ordered the termination of a prosecution. SEC Act S.310 and 312 in conjunction with 315 and 308