or a fine not exceeding 300,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues.The SEC therefore filed a criminal complaint with the ECD

shares at the acquired price on the same trading day was not new and was taken into the Sub-Committee?s consideration.  The Sub-Committee?s opinion therefore remains unchanged. In addition, the fact that

his approved investment consultant status had expired earlier, the SEC will not consider an application for approval as capital market personnel for two years. Taking into account of a 16 day suspension

the management and proposed for the board of directors? approval at the board?s meeting on the same day at 12.30 p.m.  His misconduct of making a false statement or a statement that was intended to

further improve its quality assurance systems. At the end of the day, investors will be more confident in financial statements of state owned enterprises,? said Ms.Prapee Ankinandana, OAG Deputy Auditor

because the highest price on that day was lower and was decreasing during the submission of selling order. She also admitted sending the trading orders without her client's order from January 9, 2014 to

day which was an increase of 10.81% compared with the opening price, or an increase of 0.05 baht or 13.88% compared with the opening price at 0.36 baht on the previous date. After he stopped trading

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับตลาดหลักทรัพย์แห่งประเทศไทย (ตลาดหลักทรัพย์ฯ) จัดงานสัมมนาออนไลน์ IT VISION 2026 หัวข้อ “Q-Day is Coming: Are Thai Capital Markets

information prior to the disclosure of such inside information to the public on same day at 7.25 p.m. 09/09/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as

Stock Exchange of Thailand on 13 March 2017 and his statement at the press conference the following day when he reassured that the foreign borrowers were unrelated to him. As a result, he is liable to