financial statements for Q2/2010 to the SEC and the SET within the specified period. The public prosecutor prosecuted the alleged offender in case of failure to supervise SECC to submit the financial

Mr. Kosin Bosereewong Mr. Kosin Bosereewong, the planner, responsible for the operation of Singha Paratech Public Company Limited (SINGHA), failed to supervise SINGHA to prepare and submit the

the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts and five other persons who agreed to enter the settlement, to trade shares of Union Petrochemical Public Company Limited (UKEM

Company Limited (UKEM) through seven securities trading accounts in concealment, on a continual basis and matched orders within the group to mislead the general public in UKEM share trading values and

statements for the year 2012, the annual registration statement for the year 2012 (Form 56-1, 2012) and the financial statements for the six-month period ended June 30, 2013 to the SEC and the SET within the

Mr. Prasert Siripun Mr. Prasert Siripun, Director responsible for the operation of SCAN Power Public Company Limited (“SCAN”) failed to supervise SCAN to prepare and submit (1) the financial

Mr.Thanawat Pratoomsuwan Mr.Thanawat Pratoomsuwan, the director, responsible for the operation of Energy Earth Public Company Limited (EARTH), failed to supervise EARTH to prepare the reviewed

Mr. Suchai Stapornchaiyasit Mr. Suchai Stapornchaiyasit inaccurately reported or failed to report to the SEC Office the acquisition of Thai Industrial and Engineering Service Public Company Limited

Mrs. Wipa Stapornchaiyasit Mrs. Wipa Stapornchaiyasit failed to report to the SEC Office the disposal of Thai Industrial and Engineering Service Public Company Limited (“TIES”) (now known as “T

Mr. Pete Bodharamik On September 19, 2016, Mr. Pete Bodharamik (“Mr. Pete”) acquired shares of Jasmine International Public Company Limited (“JAS”) which caused his aggregated holdings of JAS