management company should treat all clients fairly and refrain from taking any action that may cause the conflict of interest except where a transaction is executed having received consent from the client or
relating to redemption, amortization, and retirement of the debt securities. 2. Indicate whether the debt securities are registered or bearer securities, the total nominal amount of the debt securities as
) maintain independent directors under Paragraph 1 of Clause 8 who shall account for at least one third of the total number of directors and in any case not less than two; (2) adopt an effective internal
. Notification of the Office of the Securities and Exchange Commission No. SorChor. 24/2555 Re: Approval of Appraisal Company and Lead Appraiser Contributing [Asset Evaluation] for Capital Market Transaction
under Paragraph 1 of Clause 8 in the following numbers: (a) at least one third of the total number of directors, which shall not be less than two, in the case of a securities clearing house; (b) one
management of the Association of Securities Companies; (14) “group company” means: (a) a company which holds twenty percent or more of the total shares with voting rights of the financial advisor; (b) a
Establishment and Management of Property Funds; “paid up capital” means the total value of the units which are paid in full. “REIT manager” means a person who performs the duty as REIT manager in accordance with
Establishment of Mutual Funds and Execution of Agreements for Private Fund Management ; (7) “ major shareholder ” means a person directly or indirectly holds shares of a juristic person exceeding 10% of the total
Mutual Funds and Execution of Agreements for Private Fund Management; (7) “major shareholder” means a person directly or indirectly holds shares of a juristic person exceeding 10% of the total number of