contracted 5.3% as a result of the continuing decline in global demand from the slow economic growth of trading partners, the protectionist trade policies between the US and China, the down-cycle of electronic
result of the continuing decline in global demand from the slow economic growth of trading partners, the protectionist trade policies between the US and China, the down-cycle of electronic products and
by submitting the Financial Advisor Application Form FA-1 together with the evidentiary documentation as specified thereunder in accordance with the guideline in the electronic work system of the SEC
username/password ระดับ ผอ.ข้ึนไป หรือเทียบเท่า (แต่งตั้งผ่านแบบฟอร์ม EF-3) Paperless : ส่งข้อมูล online โดยใช้ electronic signature * ขั้นตอนการยื่นเอกสารข้างต้น ไม่ใช้กับหุ้นกู้ที่เสนอขายต่อผู้ลงทุนในต่าง
หมายเหตุ: P* : สง hard copy เฉพาะหนารับรองความถูกตอง online : สงขอมูล online โดยใช username/password ระดับ ผอ.ขึ้นไป (แตงตั้งผานแบบฟอรม EF-3) Paperless : สงขอมูล online โดยใช electronic signature
results on the quality control system, especially the risks associated with the non-compliance with the policies, procedures, standards on auditing, the Code of Ethics for Professional Accountants, and the
inspection, scope of inspection, summary of the inspection results on the quality control system, especially the risks associated with the non-compliance with the policies, procedures, standards on auditing
regarding approval for investor contacts and standards of conduct; (2) In case of a juristic person, the management company shall only appoint a private fund marketing representative and a representative for
Commission regarding approval for investor contacts and standards of conduct; (2) In case of a juristic person, the management company shall only appoint a private fund marketing representative and a
Notification of the Office of the Securities and Exchange Commission regarding approval for investor contacts and standards of conduct; (2) In case of a juristic person, the management company shall only appoint