order or act in accordance with duties required to be performed. This case is in the process of inquiry by the inquiry official. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 13
the order through XT.COM. XT.COM charges fees for these services. Moreover, XT.COM induced Thai people and investors to use its services by promoting via Facebook, Telegram, and YouTube, as well as
the execution of Miss Piyapach’s order for the mutual fund was completed. Mrs. Nawinee was involved in the financial matters of the said actions. This case is in the process of inquiry by the inquiry
before the execution of Miss Piyapach’s order for the mutual fund was completed. Mrs. Nawinee was involved in the financial matters of the said actions. This case is in the process of inquiry by the
prescribed by the notification of Capital Market Supervisory Board, due to his failure to order or act in accordance with duties required to be performed. This case is in the process of inquiry by the inquiry
Thailand within the period specified in the notification of the Capital Market Board, due to his failure to order or act in accordance with duties required to be performed. This case is in the process of
financial statements for Q1/2018 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. The public prosecutor issued a prosecution order against the accused
), Section 16 and subject to sanctions under Section 125 respectively. The public prosecutor issued a prosecution order; however, the juristic person representative has evaded the arrest and has been pursued
and subject to sanctions under Section 125 respectively. The public prosecutor issued a prosecution order against the accused; however, the accused escaped and an arrest warrant was issued to bring the