Commission concerning Determination of Definitions in the Notifications on Issuance and Offer for Sale of Securities; 5 “sale promotion” means providing incentive gifts, rights or other benefits to an investor
Securities and Exchange Act B.E. 2535 (1992), the Trust for Transactions in Capital Market Act B.E. 2550 (2007), as well as the notifications, rules or orders issued by virtue of such laws; (b) the unitholders
million baht after the units already held are combined. The calculation for the total value of units held in Paragraph 1 shall be based on the trading value of each transaction; “trust manager” means the
regulations: Clause 1 This Notification shall come into force as from 16 May 2015. Clause 2 The following Notifications shall be repealed: (1) The Notification of the Capital Market Supervisory Board No. Tor
there is any change in exercise price and exercise ratio under the circumstances as defined by the notifications of Capital Market Supervisory Board. The Company may adjust the exercise price and exercise
would not result in the transaction being the connected transaction pursuant to the notifications on connected transaction. Details of the disposition are as follows: a. Disposition of assets in Pace
confine a position limit for each client. In this regard, if there are other Notifications applicable to some intermediaries, which specifically stipulate a position limit of their clients, the
confine a position limit for each client. In this regard, if there are other Notifications applicable to some intermediaries, 3 which specifically stipulate a position limit of their clients, the
as the definition of “institutional investor” under Section 3 of the Derivatives Act B.E. 2546 (2003) and related notifications issued by virtue of such law; “margin account” means an account which