compliance with international standard sustainable investment criteria, and subject to stricter oversight than other regular mutual funds. Once established, Thai ESG Funds must set an investment policy and
others are considering appropriate oversight of such activities. 2. Do these guidelines reflect government agencies’ unwillingness to support the digital asset industry?Answer The issue
accordingly: (1) to define business objectives and goals to create sustainable values for the business, (2) to achieve the goals through the mechanism of committee composition, oversight and development of
Board Notification on Rules, Conditions, and Procedures for Operating Digital Asset Businesses, and must also be subject to oversight by a recognized regulatory authority, as prescribed.Accordingly, the
institutions holding securities business licenses, which are under direct supervision of other regulators and are subject to anti-money laundering and terrorist financing regulatory and oversight regimes that
of other regulators and are subject to anti-money laundering and terrorist financing regulatory and oversight regimes that are comparable to this Notification. (Unofficial Translation) - 3 - Chapter 1
, which are under direct supervision of other regulators and are subject to anti-money laundering and terrorist financing regulatory and oversight regimes that are comparable to this Notification
revenue recognition from other business, which was in the investigation process. In addition, the Company has increased administrative expenses as a result of the various expenses related to the new
Department of Special Investigation (DSI), and the Narcotics Control Board (NCB), etc. In the case that no wrongdoing is detected, the SEC Office will not store such data. Data for authentication from the
Following the referrals from the Stock Exchange of Thailand (SET) in 2018 – 2019 and the SEC’s further investigation, it was found that the 17 offenders were connected through personal relationships