outside its office for the products listed on the Stock Exchange of Thailand, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S.98 (6

, 2023 However, FL prepared and submitted the Complaint report of Q2/2023 to the SEC Office on JULY 18, 2023 later than the period specified by the law. SEC Act S.109 Settlement Committee Meeting No. 9

with the rules, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116

. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 07/01/2016

, 2014) and the financial statements for Q1/2015 to the SEC and the SET within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act S.300 Criminal Complaint

, violating Section 301. On February 9, 2011, the court sentenced the accused to one-year imprisonment. The accused appealed against the judgment of the Court. SEC Act S.301 Criminal Complaint Filed with an

case proceedings. SEC Act S.301 Criminal Complaint Filed with an Inquiry Official Dated 09/03/2004

; however, attempt to arrest the alleged offender failed. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 05/04/2005

, attempt to arrest the alleged offender failed. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 05/04/2005

statute of limitations ran out. SEC Act S.307 308 311 Criminal Complaint Filed with an Inquiry Official Dated 18/07/2006