://market.sec.or.th/Documents/ca/documents/CompAcc_AccAdmin_EF_SECAccount.pdf กระบวนการนําสงขอมูลอิเลกทรอนิกสของ ก.ล.ต 6/42 SEC Classification : ใชภ้ายใน (Internal) 3. แจงแตงตั้งผูนําสง 3.1 กรณี Issuer หรือ
supplemental documents. In case the Office refuses to grant approval for any person, the applicant will be informed in writing and reasons shall also be provided. The Office may notify the applicant to clarify
Derivatives Exchange, as detailed in Chapter 2; (2) Business Continuity Management and Security of Information Technology Systems, as detailed in Chapter 3; (3) Retention of Information and Documents, as
result of the application in the Office’s electronic work system within thirty days as from the date the Office receives complete and accurate application together with supplemental documents. In case the
giving of advice by a foreign derivatives business operator is provided, the derivatives broker shall keep the documents relating to the giving of advice including analysis reports and any other documents
where the giving of advice by a foreign derivatives business operator is provided, the derivatives broker shall keep the documents relating to the giving of advice including analysis reports and any other
statement or provide signing off by such person. F. Documents for Public Inspection The issuer shall provide an indication of where the documents (or copies thereof) concerning the issuer, which are referred
submit the application and supplementary documents together with two sets of such document copies to the SEC Office in accordance with the format and procedures specified in the electronic work system of
name / Last name (if any) (in English) Title First Name Last name Date of Change (Please specify all information on change of first name / last name since becoming sui juris and attach documents