: Approval for Investor Contacts and Standards of Conduct dated 14 October 2009. The SEC considered the said persons? misconduct as severe wrongdoing and deemed unfit to perform the duty as investor contact
) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice
duty as the approved capital market investment consultant for 9 months. Owing to the fact that the approval period remains until December 31, 2015, the approval shall be suspended until the lapse of such
case, ACC should ensure that shareholders are informed of such material information at least 14 days prior to the date of the shareholders’ meeting convened to seek approval for the issuance and
, under the approval of the Financial Institutions Policy Committee, to propose a resolution plan for failing financial institutions which could adversely affect the country’s overall economic and financial
together was equal to THB 19.99 million; which was considered as a medium transaction so that the Company is required to get approval from the Board of Directors and disclose information to the Stock
. Notification of the Securities and Exchange Commission No. KorKhor. 9/2552 Re: Rules on Application for Obtaining Approval and Granting to Perform Trust Business ___________________________________ By virtue of
investment consultants: revoking approval of Auracha Vachirakulthon as securities investment consultant for 10 years, starting from December 22, 2015, and suspending approval of {B} and {C} as capital market
investment consultants: revoking approval of Auracha Vachirakulthon as securities investment consultant for 10 years, starting from December 22, 2015, and suspending approval of Nattapon Chalermpot and
ensure accuracy and help increase investors’ confidence in the assessment results. Among the top 50 listed companies, 14 were from Malaysia, 12 from Singapore, 11 from Thailand, 9 from the Philippines