planner** for three months and 22 days, effective from 22 April 2019.The SEC strongly advises investors against allowing investment consultants to make securities trading decisions on their behalf
ลงทุน ดา้นหลกัทรัพยห์รือดา้นตลาดทุน แลว้แต่กรณี และการมีประสบการณ์การท างาน ท่ีเก่ียวขอ้ง (2) เป็นผูท่ี้ผา่นการอบรม แต่ไม่ผา่นการทดสอบตามหลกัสูตรการวางแผนการลงทุน (Certified Financial Planner: CFP) module
. Somkiat Vongsarojana) Managing Director As the Planner
seeking approval of investment analysts to pass examination on derivatives in addition to holding Certified Financial Planner (CFP) certification. Thai Bond Market Association bond dealer members will be
advice without the use of human financial planner. While embracing financial innovation, the SEC still put highest emphasis to ensure sufficient level of investor protection in the Thai capital
believing that JKN had an increase in trade creditors that year. These fictitious trade creditors were then used to exercise voting rights in the selection of JKN’s business rehabilitation planner. This case
Board of Directors meeting of Vanachai Group Public Company Limited ("VNG") was held with approval on 12 November 2018 that Particle Planner Company Limited (a subsidiary company which VNG has 99.99% of
Party Transactions are similar and recurring in nature or could otherwise be grouped in a meaningful manner, the information required with respect to Part XI.B. Related Party Transactions shall be
consultant for complex products type 1 and investment planner, and (2) {B}, capital market investment consultant, for a period of two years six months each.In the case of {A}, the SEC's inspection revealed