positions at securities issuing companies or securities companies, with the maximum applicable statutory penalties. Furthermore, the SEC has reported the proceedings in this case to the Anti-Money Laundering

event was attended by 460 participants from 160 organizations, including securities companies, asset management companies, mutual fund brokerage firms, investment advisory firms, derivatives business

Securities Companies, the Association of Investment Management Companies, the Thai Bond Market Association, the Thai Investors Association, the Investment Banking Club and representatives of the holders of

could be permitted. In this regard, SEC will arrange a meeting among Thai asset management companies, SFC, the Financial Services & the Treasury Bureau, the Hong Kong Monetary Authority and Hong Kong

funds to be exempted if asset management companies comply with all obligations, such as widely allocating investment units to the general public, managing liquidity effectively and having measures to

Special Administrative Region of the People's Republic of China and Thailand to facilitate cross-border offerings of funds between Hong Kong and Thailand for asset management companies by recognizing each

zone has been also set up to provide a consulting service regarding fund-raising. The staff would help give advice regarding the process and access to the capital market for SMEs and start-up companies

ครอบคลุม 5 หัวข้อ ได้แก่ การกำกับดูแลสถาบันจัดอันดับความน่าเชื่อถือ (Credit Rating Agency : CRA) บริษัทประเมินมูลค่าทรัพย์สิน (Asset Valuation Companies) สำนักสอบบัญชีและผู้สอบบัญชี (Audit Companies) ผู้รับ

unable to find sufficient evidence to justify the management's decision to execute transactions for investment in two associate companies. In addition, the auditor could not reach a conclusion for the

. In this regard, the cornerstone investors are major investors in the category of institutional investor, both domestic and international, such as financial institutions, insurance companies, mutual