dealers must be granted licenses from the minister and their paid-up capital must be no lower than SEC https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8285 SEC urges clear and adequate disclosure of
Following a referral from the Stock Exchange of Thailand (SET) in December 2021 and the SEC’s further investigation, it was found that the two offenders, namely (1) Mr. Suthee Siripornpitak, and (2
latest maturity date among the group, ending on 17 November 2028. Additionally, the interest rate for this series is a step-up rate, which is already set higher than the rates for other bond series. The
stakeholders, information and comments from which was used in drawing up a proposal for revision of oversight of auditors and audit firms in Thai capital market, TDRI offered a detailed proposal as follows: (1
agencies: For example, the “SME PE VC” working group was set up to integrate collaboration among 13 government and private agencies. This seminar also included some panel discussions under the topic of
SEC held the second meeting with the “SME Startup PE VC” working group, set up to promote access to the Thai capital market by small- and medium-sized enterprises, startups, private equity firms
University, who will serve as ad-hoc contest committees and will set out the requirements for scoring, as well as rank the participants as had been done every time before. Additionally, this year’s contest
, maintenance of data security systems, and risk management against cyber crime. The approved operator must also conduct Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures
Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures against money laundering. Existing operators which have been undertaking digital asset businesses prior to the
investment policies, for example, the set-up fund fee, the management fee for the entire duration even when reaching the trigger point ahead of schedule, or the trigger redemption fee. Also, the new rules