? aims to promote employees? financial literacy and skills through programs organized by both public and private employers. With employers? participation, financial education program can help support their
agents. Without obtaining derivatives license from or being registered with the SEC, they advertised through various media channels including Facebook and solicited investing public to invest in gold in
probed into the case and found conversation in the LINE Application that {A} traded securities for herself through the client's securities trading account. During a certain period of time, she made a
into the case and found conversation in the LINE Application that {A} traded securities for herself through the client?s securities trading account. During a certain period of time, she made a number of
foreign company launches public offerings of shares through the holding company founded in Thailand as though the foreign company indirectly offers for sale of shares through such holding company, the
close down without providing advanced notification to the SEC. The companies, however, must provide service channels for their customers, i.e., submission of trading orders through its headquarters. (2
documents introducing the company through email or facsimile. The documents consist of (1) investment information (2) calculation methods for returns and (3) relevant information on to mislead investors that
For this year's activities, the SEC is serving financial and investment knowledge to investors and the public through online channels for seven days on seven topics, including: investment fraud and
information system, and sold them out after the companies disclosed their financial statements through the SET Information Transmission System. 2. During 16 February 2017 – 10 November 2017, Mr. Warot and