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Bond Dealer and Underwriter Others (Securities Business) Derivatives Agents Derivatives Dealer Stock Exchange/Futures Exchange TSFC/IDB Approval and Qualifications Approval and Standards Practice Code of

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Notification of the Office of the Securities and Exchange Commission SorChor. 24/2555

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Notification of the Office of the Securities and Exchange Commission Sor Thor. 38/2559

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Notification of the Office of the Securities and Exchange Commission Sor Jor. 21/2561

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Notification of the Office of the Securities and Exchange Commission 15/2552

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Notification of Capital Market Supervisory Board TorThor 47/2552

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Notification of Capital Market Supervisory Board TorThor. 18/2553

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Notification of Capital Market Supervisory Board TorJor. 47/2558

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6263pe.doc

concerning the Determination regarding Definition of Institutional Investor and High Net Worth Investor . “ client ” means user of an intermediary ’s services. “ Stock Exchange ” means the Stock Exchange of

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