/201712/17101199.pdf 6611pe.doc trading orders by themselves through an electronic system arranged by the intermediary at the temporary office. (2) in case of accepting trading orders of capital market
financial statements of NMG. The evidence in this case has revealed that the NMG’s financial statements for the year 2015 to 2017 showed manipulated income and unrealized advertising income, which were in
and Section 296/2 of the Securities and Exchange Act (No. 5) B.E. 2559 (2016). In the case of Usuma and Thitirat, their acts are liable to be the offenses under the aforesaid Sections in conjunction
Bangkok, 7 June 2018 ? The SEC has imposed civil sanction in the case of share manipulation of Asset Bright Public Company Limited (ABC) (currently named Digital Tech Planet Public Company Limited
application with the SEC Office within 90 days (or by 14 August 2018). In such case, the business can continue unless the application is denied. In any case, to prevent the use of cryptocurrencies derived
effective date of the Royal Decree and wish to continue their business operation must file an application with the SEC Office within 90 days (or by 14 August 2018). In such case, the business can continue
or executives for a specified period.With the facts and evidence found following the case referral from the Stock Exchange of Thailand (SET) and the SEC ‘s investigation, it was presumed that Laksana
was 447,263,780.45 baht. This manipulation case is in connection with the criminal complaint the SEC had earlier filed against four other co-principals with the Department of Special Investigation (DSI
less than employee?s savings. (2) Employee whose membership is terminated due to resignment will be entitled to transfer their benefit or the remaining payment in case requested for installment payment
revealed such wrongdoings, a criminal complaint was filed with the Department of Special Investigation (DSI) against Ratchasak on December 30, 2010. The DSI then proceeded the case and collaborated with the