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Investor Alert : Facebook page "The Buying and Selling of Gold"

Facebook page "The Buying and Selling of Gold" : Unlicensed securities and derivatives business (Disclosure Date : 20/04/2026)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0390&CaseYY=2569

Investor Alert : Facebook Page ชื่อ Stock Exchange of Thailand

Facebook Page ชื่อ Stock Exchange of Thailand : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0440&CaseYY=2566

Investor Alert : เว็บไซต์ อ้างชื่อ The Stock Exchange of Thailand

เว็บไซต์ อ้างชื่อ The Stock Exchange of Thailand : Unlicensed securities and derivatives business (Disclosure Date : 09/04/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0523&CaseYY=2567

Investor Alert : Facebook Page อ้างชื่อ Stock Exchange of Thailand

Facebook Page อ้างชื่อ Stock Exchange of Thailand : Unlicensed securities and derivatives business (Disclosure Date : 10/04/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0534&CaseYY=2567

SEC revokes approval of investment consultant for misappropriating investor assets

selling clients’ investment units in multiple transactions. She illicitly used other employees’ login credentials to approve the redemption of investment units and the withdrawal of redemption proceeds

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12638

Public hearing on the regulations of debt securities

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=570

SEC Thailand’s Public Hearing on Extending Scope of Regulatory Sandbox

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=601

Amendment to regulations of debt securities to enhance investor protection

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=605

SEC Thailand’s Public hearing on the amendment of rules and regulations that govern the issuance of Depository Receipts (DR) on the selecting system of global custodian of the DR issuer

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=790

SEC Thailand’s public hearing on proposed amendment and draft regulation on qualification of authorized director and manager of digital asset operators including the composition of board of

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=820