of the Penal Code. This case is under consideration of the public prosecutor. DV Act S.343 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009

WSD Financial (NZ) Ltd. WSD Financial (NZ) Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section 343 of the Penal Code

of Section 343 of the Penal Code. This case is under consideration of the public prosecutor. DV Act S.343 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009

-Translation - Ref. APURE 002/2019 February 22, 2019 Subject : Financial Position and Operating Performance of year 2018 Attention : The Director and President of the Stock Exchange of Thailand

1 27 May 2019 Subject: Explanation of operating result in the financial statement ended 31 March 2019 To: President of the Stock Exchange of Thailand With reference to the financial statement of FY

1 8 August 2019 Subject: Explanation of operating result in the financial statement ended 30 June 2019 To: President The Stock exchange of Thailand With reference to the financial statement of Q1

showed of 25.1% in the same quarter of last year. Excluding TBSP of 22.6% GP, Company’s %GP represented at 19.4%, primary by lower Gross Profit of High-Valued Document and Flexible Packaging. THB million

for the client in acquiring KARAT?s shares from its major shareholder and launching a tender offer to delist KARAT from the Stock Exchange of Thailand (SET), before the information was disclosed to the

by virtue of their positions to purchase shares of Professional Waste Technology (1999) Public Company Limited (PRO).  The SEC investigation, following a referral from the Stock Exchange of Thailand

).Following a referral from the Stock Exchange of Thailand, the SEC?s further investigation has revealed that Somchai colluded or agreed with Chaninan Luangwaykin to use his own securities trading account or