Bangkok, January 14, 2015 ? The SEC imposed a one month and ten days suspension on Bantherngsak Phuemphokha, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete

developed such as One For All Reporting System (OFAR) to reduce documentation burden for those making contact with the SEC and shorten the period for processing and disseminating information to the

the auditing standards were found.  Somchai stated in his reports on YNP?s financial statements for the year 2008 and Q1/2009 that appraisal value of land, where one of the company?s plants is located

lower amount of such information disclosed in the first filing with the SEC. This could be considered that one of the two directors had lacked qualifications for being independent director. 2. Monitoring

56-1 One Report รวมทั้งแนวทางการยกระดับการเปิดเผยข้อมูลให้สอดรับกับมาตรฐานสากล อาทิ มาตรฐานการเปิดเผยข้อมูลทางการเงินที่เกี่ยวข้องกับสภาพภูมิอากาศ (Task Force on Climate-related Financial Disclosures

การระดับชาติ ว่าด้วยธุรกิจกับสิทธิมนุษยชน หรือ แผน NAP (ระยะที่ 1 พ.ศ. 2562-2565 และระยะที่ 2 พ.ศ. 2566-2570 ซึ่งอยู่ระหว่างกระบวนการยกร่าง) รวมถึงการนำมาเปิดเผยในแบบ 56-1 One Report ได้ โดย Focus Group

} for one month from their duties as approved capital market investment consultants effective from March 27, 2014. For {B} who had already been suspended by his employer for fifteen days, however, the

investment units, debt securities, equities, derivatives and provident funds. Instead of doing the suitability test prior to every investment in new products, investors can do one set of the test for

} Company did not put in place the operational system in accordance with professional standards. The SEC therefore imposed one year suspension on the approval granted to {X1} Company as the financial advisor

probed into the case and found that during March 18 ? October 9, 2008, Sornnon, Naraporn, Nacharat and Thanatdej (or Jiraphoj) together with other 10 persons (one person died) colluded or agreed to trade