person who was the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts and five other persons who who agreed to enter the settlement, to trade shares of Union Petrochemical Public
Market Act B.E. 2550 (2007) Unfair practices related to trading of securities or derivatives. Sections 238 to Section 243 Section 92 to Section 100 - Dishonest acts or causing of damage to creditors or the
RICH shares on a continual basis and matched orders within the group to mislead the general public in RICH share trading values and volumes, causing inconsistency with normal market condition. In the
price to increase inconsistently with the normal market condition. Simultaneously, Kiatichai, Suraphong (managing director and authorized person for trading in the NPP securities trading account), NPP
manipulate the KIAT shares. In this regard, Nam, Suppawut, Sani and Yos took on the role of trading KIAT shares to cause the share price to increase inconsistently with the normal market condition
traded TPC shares on a continual basis, causing the share price to be inconsistent with the normal market condition. {D} and {E} aided and abetted the said actions by allowing the use of their trading
, effective from December 4, 2012.Following an investor complaint against {A}, the SEC probed into the case and found that she had been authorized by her client to make trading decisions on the client's behalf