concrete improvement in the aspect of corporate governance where Thailand obtained 82.83 out of 100 in CG ROSC assessment while ranked the third in Asia in CG Watch assessment and assessed with the highest

inefficient and failing to detect if its employees use their related persons to open a trading account and execute transactions. Even though the relationship between clients and employees was found out, the

. Even though the relationship between clients and employees was found out, the company did not use such information for the benefit of supervision to prevent misuse of inside information or commission of

ทรัพย์เข้าเป็นคู่สัญญากับผู้ค้าหลักทรัพย์ เว้นแต่เป็นกรณีที่เกิดความผิดพลาดจากการให้บริการ และบริษัทหลักทรัพย์ได้ทำธุรกรรมในทางตรงกันข้ามเพื่อปลดภาระหรือสิทธิ (close out position

㈎Ď⬎ᤎ䤎㈎ᜎ㔎䠎ᔎ㈎ℎ⨎ㄎഎഎ㈎ᐎㄎ܎Ď┎䠎㈎✎ᐎ䤎✎∎Ď㈎⌎ᜎ㌎⨎ㄎഎഎ㈎Ȏ㘎䤎ᤎ䌎⬎ℎ䠎ᜎ㔎䠎ℎ㔎ᰎ┎䌎ᤎᜎ㈎܎ᔎ⌎܎ĎㄎᤎȎ䤎㈎ℎ숎 (close-out)ꃂĀㄎᨎ⨎ㄎഎഎ㈎䀎ᐎ㐎ℎ㰎⼀瀀㸀ഀ਀㰀瀀㸀ᜀㄎ䤎܎ᤎ㔎䤎숎 มิให้ถือว่าข้อสัญญาที่กำหนดให้ผู้ขายต้องจ่ายเงินชดเชยให้แก่ผู้ซื้อในกรณสินค้าที่ส่งมอบ

┎䠎㈎✎ᐎ䤎✎∎Ď㈎⌎ᜎ㌎⨎ㄎഎഎ㈎Ȏ㘎䤎ᤎ䌎⬎ℎ䠎ᜎ㔎䠎ℎ㔎ᰎ┎䌎ᤎᜎ㈎܎ᔎ⌎܎ĎㄎᤎȎ䤎㈎ℎ숎 (close-out)ꃂĀㄎᨎ⨎ㄎഎഎ㈎䀎ᐎ㐎ℎ㰎⼀瀀㸀ഀ਀㰀瀀㸀ᜀㄎ䤎܎ᤎ㔎䤎숎 มิให้ถือว่าข้อสัญญาที่กำหนดให้ผู้ขายต้องจ่ายเงินชดเชยให้แก่ผู้ซื้อในกรณีสินค้าที่ส่งมอบไม่ตรงตามมาตรฐานที่

within the period of 21 days from the date on which the transaction is disclosed to the Stock Exchange. The details with respect to the second asset disposal transaction (Transaction No. 2) are set out in

control and information technology security as specified in the notification of the SEC Office. Clause 8. Derivatives broker shall arrange to have independent director of at least one out of four directors

broker shall arrange to have independent director of at least one out of four directors 7 In case of the death of independent director, resign or terminate by the SEC office or where Derivatives broker is

broker shall arrange to have independent director of at least one out of four directors 7In case of the death of independent director, resign or terminate by the SEC office or where Derivatives broker is a