investigation, Sakkarin was found to have acted in the following manners:   (1)  Soliciting a client to buy shares on the NP/SP List for the purpose of averaging out the cost of shares in the client's portfolio

Following POLAR shareholders? complaints and the SEC's further investigation, it was found that POLAR, led by Yanakorn as director and chief executive officer and Poonsak as director and chief

The allegation is a consequence of various complaints lodged in relation to the increased debt of THB 26,000 million following EARTH’s submission of the financial statement for the first quarter

Following an assessment of the effectiveness of the current PVD Act and a previous public hearing on a proposed amendment to the PVD Act to support the transition to the mandatory pension scheme

position as the company secretary of RASA responsible for the organization of the board of directors? meetings. On the following day, she purchased 120,000 RASA shares through Panadda?s trading account

and {A} failed to perform duties of independent financial advisor for the IPO applicant with due care, causing deficiencies in the following matters:  (1)  deficient due diligence on a transaction of

Bangkok, March 5, 2012 ? The SEC board is proposing to amend the Provident Fund Act of 1987 in the following areas:(1) Employee will be able to pay savings into the fund at the rate higher than

Group Plc. ("MGR") of the following offences:1) Jointly falsifyng the copies of MGR?s board meeting minutes to deceive that the board approved MGR to enter into loan guarantee agreement for a 1 ,078

investment advice or investor contact.  Following the complaint lodged by client and examination report of CIMB Thai Bank PCL, the SEC further probed into the case and found that the bank officers who were not

, they still need to develop further in the five following areas including 1) Anti-corruption 2) Whistleblowing 3) Effective implementation of business ethics 4) Review and monitor corporate strategy