) seller with in-depth information on the product offered to investor (product due diligence), (iv) distribution of fact sheet, (v) completion of customer?s suitability test prior to giving advice and (vi
as alternative source for fundraising. Stronger local businesses contribute positively their communities by narrowing down income gap with increase in employment rate and income distribution as well as
Bangkok, May 9, 2014 ? The SEC supports Thailand Post, Counter Service at 7-11 and other leading retail shops, and Tesco Lotus to be paying agents for investment in mutual funds by this June. With
part in the Forum. The collaboration will help boosting development of academic works and greater knowledge distribution to the public which is beneficial to Thai society. We appreciate the SEC for
and efficient channel for cross-border distribution of funds in these three markets. The member jurisdictions have also published the Handbook for CIS Operators of ASEAN CISs which provides guidance
mobilization in place of B/E.? As for B/E, to prevent misunderstanding and widespread public distribution, the revised rules specify that B/E offering to the public must have the minimum face value of 10 million
fund mobilization in place of B/E.? As for B/E, to prevent misunderstanding and widespread public distribution, the revised rules specify that B/E offering to the public must have the minimum face value
personnel in capital market business or as a director of the derivatives exchange or the derivatives clearing house ; (b) the ground of occurrence under sub clause (a) as a result of performing function in a